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| Further Thoughts On Democracy
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Lam Le Trinh / Laâm Leã Trinh |
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Homepage,
Acceuil, Trang Nha
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Democracy as an idea
is not new to Asia in fact, it was a familiar concept there before it made its
appearance in Europe. The common belief in the days of monarchy was that the Supreme Being
chooses a sovereign in the name of the people and entrusts him with the leadership of the
nation. In theory, the sovereign has a celestial mandate to govern and do the
peoples will (tri thien menh in Vietnamese). Of course, in practice, the
sovereign would interpret this mandate and wield his unlimited God-given power to suit his
own interests and oppress his people. The reality was that the sovereign was not elected
by the people and did not tolerate opposition. Monarchies were one-party systems, with the
royal family as the party in question and the sovereign as the undisputed party leader.
A conservative and reticent Asia
British philosopher John Locke is considered as
the father of modern thinking about democracy in the West. According to Locke, the power
belongs to the people. The people delegate this power to the rulers, on the basis of a
rescindable contract. Some two thousand years before Locke, Confucius was teaching that
rulers had to be men of high morality, wide knowledge, and great experience about human
nature. This Confucian doctrine was imbued with realism. Confucius was careful not to
dwell on the Supreme Being and Immortality. Man was the focus of his research and his
teaching. If you do not understand Man, how can you hope to understand the Supreme
Being? he asked. He was not opposed to the monarchy but believed that the sovereign,
with his unlimited power, had to be guided in the right direction. He urged the sovereign
to go through the successive steps of perfecting oneself, ruling ones family
wisely, ruling the country wisely and pacifying the world. The ultimate goal is to be
"accomplished" (thanh nhan in Vietnamese).
A century later, another Chinese philosopher,
Mencius (372-289 BC) formulated a more daring concept: if the emperor doesnt fulfill
his celestial mandate, if he behaves like a despot, the people owe him no loyalty and are
justified in removing him. "The precious people first, then the country, then the
king" (dan vi quy, xa tac thu chi, quan vi khinh).
Viet Nam is deeply influenced by Buddhism,
Confucianism and Chinese culture. Democratic traditions are not unfamiliar. "Imperial
edicts give way to village ways" is a popular saying. The village, traditionally
surrounded and defended by its green fortress of bamboo, is truly the basic unit in the
nation, with a well-defined judicial identity and status.
There are particularities to the oriental concepts
of democracy whether from China, or Viet Nam, Japan, Korea or Indonesia. They are
humanistic concepts, focused on the development of the human being and the safeguard of
all on earth. The government "the father and mother of the people"
has a vital role to play, and the intelligentsia also has great responsibilities.
According to Theda Skocpol*, these considerations derive from Buddha Gautamas
teachings all beings on earth have a "buddha-like quality".
We can see from the above why Asia, proud of its
cultural heritage and its own democratic traditions, is reluctant to open itself to
Western concepts of democracy. These are considered noxious by some because they are seen
as introducing scientific materialism, civic selfishness, unbridled individualism. The
autocratic regimes of China, Viet Nam, Burma, Indonesia and Malaysia to name but a
few exploit this psychosis and deny the most fundamental liberties to their
peoples, claiming the need to maintain political stability for the sake of economic
progress. The current crisis in Asia is proof of how wrong they are.
The development of
"illiberal democracies"
The increasing number of
"non-liberal" or "illiberal" democracies is the topic of many
discussions and analyses in the West. The recent article by Fareed Zakaria "The
rise of illiberal democracies" in Foreign Affairs (November/December 1997,
pp 115-127) has been the subject of great controversies. In this essay, Zakaria focuses on
the alarming increase in the last few years in the number of elected governments denounced
as oppressive and abusive. He suggests that instead of pushing for elections as the sine
qua non condition for democracy, the so-called free world, with the United States at
its head, should concentrate on the consolidation of regimes respectful of civil
liberties, the rule of law, and the division of powers among governmental institutions. He
argues that without this type of constitutional liberalism, which he believes is an
essential pre-condition for a true liberal democracy, elections would only lead to the
establishment of an "illiberal" democracy. Such a regime would exacerbate
nationalism and ethnic conflicts. Zakaria urges the United States to stop coddling
non-liberal democracies and to endorse with a view to helping them improve
"liberal autocracies" which perhaps, were not elected democratically but at
least respect their citizens basic rights.
Zakarias essay prompted a virulent joint
response from John Shattuck, US Assistant Secretary of State, and J. Brian Atwood,
Director of the US Agency for International Development (AID) (Defending democracies.
Why Democrats trump Autocrats? In Foreign Affairs, March/April 1998, pp
167-170). They object on three accounts. First of all, they say, Zakaria is wrong about
the level of the current US aid program. Only 25% of the total budget is devoted to the
encouragement of elections. The programs main objectives are to encourage the
establishment of legislative, judiciary and executive institutions, of trade unions, of an
independent press and a wide range of non-governmental organizations. All this to protect
and promote basic freedoms and human rights and the rule of law. Secondly, Shattuck and
Atwood maintain, Zakaria underestimates the repressive character of the so-called
"autocratic benevolent" regimes. And thirdly, they believe that his argument
that democratization heightens social tensions instead of easing them is based on
debatable evidence.
Marc F Plattner walks the middle path between
Zakaria on the one hand and Shattuck and Atwood on the other in his article Liberalism
and Democracy. Cant have one without the other (Foreign Affairs,
March/April 1998, pp 171-180). He points out that democracy first appeared in Western
Europe and North America. Democracy is characterized by the acceptance of multipartism,
free elections, the rule of law, the protection of individual liberties. The countries
which have adopted this form of government are known as liberal democracies. The nations
in the rest of the world are by contrast neither liberal nor democratic, and they are
ruled by a range of dictatorships military, revolutionary, Marxist. These countries
reject multipartism and free elections. In the early 90s, a surprising number of
authoritarian regimes collapsed, and were replaced by governments who aspired to
democracy. Samuel Huntington calls this phenomenon "the third wave of
democratization". Today, more than 100 nations in the world, some of which violate
their citizens basic rights and show no respect for the rule of law, call themselves
democratic. Larry Diamond correctly describes them as electoral, not liberal, democracies.
Samuel Huntington observes that in non-Western societies, elections can lead to the
victory of non-liberal forces. In these countries, democracy does not necessarily walk
hand in hand with liberalism. Democracy is the rule of the many as opposed to monarchy
(the rule of one person), aristocracy (the rule of the best) and oligarchy (the rule of
the few). Liberalism is a word that does not apply to the ruler but rather to the ruling
method. It implies first of all that the government is limited in its powers and modes of
action by the rule of law, the constitution and individual rights. Democracy and
liberalism do not necessarily go together that is why we can speak about
"non-liberal" democracies and liberal "non-democracies".
The history of democratization is full of failed
attempts. There have been more failures than smooth transitions. However, the general
trend has been for nations to choose a democratic system and to want to maintain it. It is
also true that those countries which tried democracy and failed have a better chance of
success when they try again than those countries which have no prior democratic
experience. When social and economic pre-conditions for democratization do not exist, it
is not surprising that elections do not have the desired results. Plattners hope is
for electoral democracies to turn into liberal democracies in todays world,
the path to constitutional liberalism goes through governments that have been freely
elected by their citizens, not through irresponsible autocracies.
A democratic formula for
Viet Nam
The term
"democracy" has been used and abused by politicians. Few are those who have
tried to understand its true meaning. East and West can disagree about what it means, how
it should come about and how it should be applied, but democracy has some universal
characteristics. The fundamental criteria are free and honest elections, a division of
power between the various governmental institutions, a system of mutual checks and
balances, multipartism, the rule of law and the acceptance of a basic political code of
ethics.
Democracy cannot be imposed. A "one-size fits
all" kind of democracy will not work. Democracy has to be freely chosen, freely
adopted, it has to be customized. Otherwise, people cannot be expected to fight and die
for it.
In an Asia in political and economic ferment, the
Socialist Democratic Republic of Viet Nam is showing the sorry spectacle of an
"illiberal" democracy. Electoral, certainly, democratic, not at all, socialist,
yes, but a small minded backward kind of socialism. The Vietnamese Communist Party
represents no-one but its own narrow self. It betrayed long ago the masses of workers and
peasants it was meant to represent. The Vietnamese government is not of the people, by the
people and for the people. It is time to hand power back to its legitimate owners.
Reference:
* "Social revolution in modern world"
by Theda Skocpol, NY, Cambridge University Press, 1994.
Huntington Beach, California
October 18, 1998 |
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